General Knowledge of Securities Laws

Editor's recommendation Build a "Four Beams and Eight Pillars" and "Five Forces Model" logical system. Rely on a more pragmatic and comprehensive perspective. Absorb the latest judicial cases and regulatory regulations in the securities field. Cover the latest content of the Beijing Stock Exchange and the Judicial Interpretation of Securities Misrepresentation. Whether you are an investor, an entrepreneur, a legal advisor, or a lawyer, securities law should be your close friend and bring you value. Securities law is the greatest common denominator of the securities market and the most important and fundamental game rule of the securities market. Introduction First, the Securities Law is interpreted strictly in accordance with my country's current Securities Law, covering every legal provision of the Securities Law, and the original text of the legal provisions is underlined. Second, it absorbs relevant administrative regulations, departmental rules, judicial interpretations and other provisions, and is a development from the perspective of legal application and legal doctrine, rather than a narrative from the perspective of legislators. The third is to reconstruct the logic of the securities law, establish the four beams and eight pillars of the securities law, straighten out the relationship between legal provisions, and gradually explain the essence of the securities law. Fourth, it uses a large number of real judicial cases and live events in the securities market to truly touch the pulse of securities law. [About the author] He Haifeng, Doctor of Laws, currently works at Tiantong Law Firm, specializing in financial and commercial litigation and arbitration. He once worked at CITIC Securities Co., Ltd. And JD Financial Holdings Co., Ltd. He serves as the Civil Administrative Prosecution Consulting Expert of the Supreme People's Procuratorate (in the direction of securities finance), a director of the Commercial Law Research Society of the China Law Society, a director of the Securities Law Research Society of the China Law Society, a director of the Banking Law Research Society of the China Law Society, a master's tutor at the Civil and Commercial Law School of the China University of Political Science and Law, a master's tutor at the School of Finance at the Central University of Finance and Economics, and a special researcher at the Financial Law and Supervision Research Base of the Chinese Academy of Social Sciences. He concurrently serves as the host of "The Banker" magazine, an editorial board member of "Wealth Management" magazine, an editorial board member of "Risk Management" magazine, and a special editor of "Global Finance" magazine. Participated in the 2018 National Social Science Fund general project "Research on Financial Supervision Legal System Based on Big Data" (18BFX137), the National Equities Exchange and Quotations System "Theory and Practice of Differentiated Voting Rights" project (won the first place in the project review results), China People's Property Insurance Co., Ltd. The "Research on the Institutional Structure of Preemptive Compensation Risk Management of Sponsor Institutions from the Perspective of Investor Protection" project supported by the company's Disaster Research Fund, and the 2019 key topic of the Securities Association of China "Research on the Civil Liability and Risk Prevention of Underwriters' Misstatements under the Bond Default Scenario" (rated as an outstanding topic). He has published more than 100 academic papers and professional commentary articles in newspapers and periodicals such as People's Daily, Study Times, Financial Times, China Securities Journal, Shanghai Securities News, China Youth Daily, Financial Supervision Research Magazine, Financial Law Journal, Financial Expo Magazine, Banker Magazine, Global Finance Magazine, Financial Market Research Magazine and other newspapers and periodicals. Participated in the compilation of the undergraduate textbook "Securities Law" (edited by Xing Huiqiang, second edition of Renmin University of China Press, May 2020).